Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Brennan is a financial professional with over 20 years of experience in the industry. Kevin has a strong track record of success in providing investment advice and guidance to clients. Kevin is currently registered with Brean Capital, LLC and is a registered representative with FINRA and the Securities Industry Essentials Examination. Previously, Kevin was registered with UBS Financial Services Inc., UBS Securities LLC, Robert W. Baird & Co. Incorporated, Fifth Third Securities, Inc., Stifel, Nicolaus & Company, Incorporated, Sterne, Agee & Leach, Inc., Knight Capital Americas, L.P., Knight Libertas LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/05/2023 - Present
Brean Capital, LLC (Uniondale NY)
CT
02/08/2021 - 05/10/2023
UBS FINANCIAL SERVICES INC. (GREENWICH CT)
CT
12/06/2017 - 05/10/2023
UBS SECURITIES LLC (GREENWICH CT)
NC
05/22/2017 - 12/08/2017
ROBERT W. BAIRD & CO. INCORPORATED (CHARLOTTE NC)
NC
02/11/2016 - 05/12/2017
FIFTH THIRD SECURITIES, INC. (CHARLOTTE NC)
NC
06/05/2015 - 01/29/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHARLOTTE NC)
NC
09/19/2011 - 06/05/2015
STERNE, AGEE & LEACH, INC. (CHARLOTTE NC)
CT
01/03/2011 - 08/19/2011
KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)
NY
02/09/2010 - 01/03/2011
KNIGHT LIBERTAS LLC (NEW YORK NY)
NY
06/01/2009 - 03/01/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
02/17/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/22/2004 - 01/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/05/2003 - 09/29/2004
CHAPDELAINE & CO. (NEW YORK NY)
BOTH
Issued 02/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2007
Series 3 - National Commodity Futures Examination
BC
Issued 09/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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