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Kevin Blane Cooley

Northwestern Mutual Investment Services, LLC

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About Kevin Blane Cooley

Kevin Blane Cooley is a financial advisor with Northwestern Mutual Investment Services, LLC in Lake Charles, Louisiana. Kevin has over 30 years of experience in the financial services industry. Kevin is registered to provide investment advisory services in California, Florida, Louisiana, Maryland, Missouri, Nebraska, and Texas. Kevin holds the Series 6, Series 7, Series 63, and Series 65 licenses.

Firm Information

Kevin Cooley is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kevin Cooley’s Registration & Firm History

LA

06/30/1998 - Present

Northwestern Mutual Investment Services, LLC (LAKE CHARLES LA)

WI

06/30/1998 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

LA

05/12/1998 - 05/21/1998

HIBERNIA INVESTMENT SECURITIES INC. (NEW ORLEANS LA)

WI

12/05/1990 - 04/06/1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)

WI

12/05/1990 - 04/06/1998

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 09/04/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/12/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2013

Series 7 - General Securities Representative Examination

BC

Issued 11/27/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Blane Cooley.
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