Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Baum is a financial advisor at Cantor Fitzgerald & Co.. Kevin has been a registered representative for over 12 years, and holds a Series 7, Series 63, and Series 7TO license. Kevin was previously registered with Incenter Securities Group LLC, KCG Americas LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/16/2019 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
06/20/2019 - 12/18/2019
INCENTER SECURITIES GROUP LLC (New York NY)
NJ
07/09/2013 - 03/12/2014
KCG AMERICAS LLC (JERSEY CITY NJ)
NY
11/01/2010 - 09/07/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/06/2010 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 10/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/18/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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