Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Bast is an Investment Advisor Representative with over 20 years of experience in the financial services industry. Kevin has a broad range of experience at firms including Morgan Stanley, E*TRADE Securities LLC, Vanguard Marketing Corporation, TD Ameritrade, Inc. and Charles Schwab & Co., Inc.. Kevin is currently registered with J.P. MORGAN SECURITIES LLC as an Investment Advisor Representative. Kevin holds the Series 7, 63, 65, and 66 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
05/19/2024 - Present
J.p. Morgan Securities LLC (Tempe AZ)
AZ
03/13/2023 - 08/14/2023
MORGAN STANLEY (Gilbert AZ)
AZ
02/07/2022 - 08/14/2023
E*TRADE SECURITIES LLC (Gilbert AZ)
AZ
10/05/2020 - 05/24/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
03/22/2019 - 09/09/2020
TD AMERITRADE, INC. (PHOENIX AZ)
AZ
07/25/2018 - 03/06/2019
MORGAN STANLEY (GILBERT AZ)
AZ
06/17/2014 - 03/09/2018
SCOTTRADE, INC. (SCOTTSDALE AZ)
AZ
01/08/2013 - 04/15/2014
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
08/02/2011 - 11/30/2012
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
01/26/2011 - 07/06/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
AZ
02/24/2009 - 01/18/2011
FTN FINANCIAL SECURITIES CORP (SCOTTSDALE AZ)
AZ
02/14/2008 - 09/02/2008
COMPASS BROKERAGE, INC. (SCOTTSDALE AZ)
AZ
01/20/2006 - 02/08/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
TN
08/25/2003 - 06/09/2005
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
CT
03/27/2000 - 08/08/2003
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
CA
11/23/1999 - 03/29/2000
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
TX
10/23/1998 - 12/13/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 10/2/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 2/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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