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Kevin Barry Hughes

Capital Client Group, Inc.

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About Kevin Barry Hughes

Kevin Barry Hughes is a financial advisor who has been in the industry since 2003. Kevin is currently registered with Capital Client Group, Inc. and has been with the firm since 2005. Before joining Capital Client Group, Inc., Kevin was with Putnam Retail Management, Inc. and Putnam Mutual Funds Corp. in Boston, MA. Kevin is a Series 6, Series 26, and SIE licensed professional.

Firm Information

Kevin Hughes is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Kevin Hughes’s Registration & Firm History

CA

09/01/2005 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MA

01/04/2000 - 05/16/2000

PUTNAM RETAIL MANAGEMENT, INC. (BOSTON MA)

MA

12/05/1996 - 10/30/1998

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

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Licenses & Designations

BC

Issued 11/14/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Barry Hughes.
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