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Kevin Barry Clifford

Neuberger Berman BD LLC

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About Kevin Barry Clifford

Kevin Barry Clifford is an investment advisor representative with Neuberger Berman BD LLC. Kevin is based in New York, New York. Kevin has been in the securities industry for over 20 years. Kevin has been associated with Neuberger Berman BD LLC since August 2006. Before that, Kevin was with Lord Abbett Distributor LLC and First Republic Group, LLC. Kevin is also a licensed real estate sales person and works part-time for LG Fairmont Group in New York, New York.

Firm Information

Kevin Clifford is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kevin Clifford’s Registration & Firm History

NY

04/01/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NJ

08/06/2002 - 03/26/2004

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

NY

02/21/2001 - 05/18/2001

FIRST REPUBLIC GROUP, LLC (NEW YORK NY)

MA

06/21/1999 - 08/17/1999

STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 11/09/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/03/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2006

Series 7 - General Securities Representative Examination

BC

Issued 06/07/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Barry Clifford.
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