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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Arthur Wales is a financial advisor at Equitable Advisors, LLC. Kevin has been in the financial services industry for over 10 years, and has a wide range of experience in helping clients with their financial planning needs. Kevin has been registered with the Financial Industry Regulatory Authority (FINRA) since 2016, and is a Series 7 and Series 63 licensed professional. Kevin also holds the Series 65 license, which allows him to provide investment advisory services. Kevin's primary office is located in Deerfield, Illinois, and he is registered to do business in several states including Arizona, Florida, Illinois, Indiana, Iowa, Louisiana, Massachusetts, and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
11/01/2024 - Present
Equitable Advisors, LLC (DEERFIELD IL)
IL
11/15/2007 - 01/13/2010
GELBER SECURITIES, LLC (CHICAGO IL)
IL
09/26/2003 - 01/30/2004
RHO TRADING SECURITIES LLC (CHICAGO IL)
IL
09/15/2000 - 04/11/2001
ROM-BO TRADING CO. (CHICAGO IL)
BC
Issued 08/22/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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