Unclaimed
Kevin Klose is a securities professional with over 11 years of experience in the financial services industry. Kevin is currently registered with Apollo Global Securities, LLC and holds a Series 7, Series 63, Series 24, and Series 3 licenses. Previously, Kevin was employed by CREDIT SUISSE SECURITIES (USA) LLC. Kevin is a licensed securities professional in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
08/23/2011 - 02/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2011
Series 3 - National Commodity Futures Examination
BC
Issued 08/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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