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Kevin Arthur Klose

Apollo Global Securities, LLC

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About Kevin Arthur Klose

Kevin Klose is a securities professional with over 11 years of experience in the financial services industry. Kevin is currently registered with Apollo Global Securities, LLC and holds a Series 7, Series 63, Series 24, and Series 3 licenses. Previously, Kevin was employed by CREDIT SUISSE SECURITIES (USA) LLC. Kevin is a licensed securities professional in the state of New York.

Firm Information

Kevin Klose is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Klose’s Registration & Firm History

NY

02/09/2023 - Present

Apollo Global Securities, LLC (New York NY)

NY

08/23/2011 - 02/15/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/26/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2011

Series 3 - National Commodity Futures Examination

BC

Issued 08/22/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Arthur Klose.
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