Unclaimed
Kevin Anthony Rowe is a financial professional based in Miami, Florida, with over 17 years of experience in the industry. Kevin has a wide range of experience working with a number of firms including Puente Servicios Financieros LLC, ACP Securities, LLC, Allaria Securities, LLC and Austin Atlantic Capital Inc. Kevin holds multiple licenses, including Series 6, 7, 63, 24, 3, 34 and SIE. Kevin is registered with the state of Florida and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/04/2023 - Present
Puente Servicios Financieros LLC (MIAMI FL)
FL
08/29/2017 - 10/08/2021
ELEVATE CAPITAL LLC (MIAMI FL)
FL
09/14/2016 - 07/31/2017
BULL MARKET SECURITIES, INC. (BOCA RATON FL)
FL
10/21/2016 - 02/28/2017
ATLAS ONE FINANCIAL GROUP, LLC (MIAMI FL)
FL
09/03/2014 - 05/13/2015
TOV CAPITAL MARKETS, INC. (MIAMI FL)
FL
11/27/2008 - 07/11/2014
TRADESTATION SECURITIES, INC. (PLANTATION FL)
FL
06/16/2005 - 06/07/2007
TRADESTATION SECURITIES, INC. (PLANTATION FL)
MD
04/08/2003 - 08/20/2004
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BC
Issued 05/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/23/2006
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 11/10/2005
Series 3 - National Commodity Futures Examination
BC
Issued 06/15/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/04/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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