Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Anthony Ridgway has been in the securities industry since October 23, 1990. Kevin Ridgway is currently registered with SG Americas Securities, LLC and has been with the firm since November 30, 2004. Prior to this, Kevin Ridgway was employed by SG Cowen & Co., LLC. Kevin Ridgway has passed the Series 63, Series 7, Series 24, Series 57TO, and Series 72 exams. Kevin Ridgway is licensed in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2004 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
07/29/1999 - 07/30/2004
SG COWEN & CO., LLC (NEW YORK NY)
NY
06/29/1998 - 11/02/1999
WARBURG DILLON READ LLC (NEW YORK NY)
IL
04/22/1998 - 07/29/1999
NESBITT BURNS SECURITIES INC. (CHICAGO IL)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
02/07/1995 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
NY
07/19/1990 - 01/19/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
04/11/1990 - 05/23/1990
SANWA - BGK SECURITIES CO., L.P. (NEW YORK NY)
BC
Issued 12/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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