Unclaimed
Kevin Swander is a financial advisor at Northwestern Mutual Investment Services, LLC. Kevin has been in the industry for over a year and is registered in 13 states. Kevin is licensed to provide investment advice and securities services in Arizona, California, Colorado, Florida, Georgia, Indiana, Kentucky, New Hampshire, North Carolina, South Carolina, Tennessee, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
SC
11/14/2022 - Present
Northwestern Mutual Investment Services, LLC (COLUMBIA SC)
BC
Issued 01/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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