Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Andrew Scott is a financial advisor with over 20 years of experience in the financial services industry. Kevin Andrew Scott is currently registered with Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo, Kevin Andrew Scott worked for Wells Fargo Investments, LLC and BBVA Compass Investment Solutions, Inc. Kevin Andrew Scott holds the Series 7, Series 63, Series 65, and SIE licenses. Kevin Andrew Scott specializes in providing financial planning, portfolio management, and investment consulting services. Kevin Andrew Scott serves a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (ROSENBERG TX)
TX
06/18/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ROSENBERG TX)
TX
05/06/1999 - 06/15/2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC (THE WOODLANDS TX)
MA
11/20/1998 - 04/21/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 01/08/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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