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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Roach is a financial advisor with Commonwealth Financial Network. Kevin has been in the financial industry since 2012. Kevin provides financial planning, pension consulting and portfolio management for individuals and businesses. Kevin is registered in California with both the state and the Securities and Exchange Commission (SEC). Kevin has passed a total of 9 industry exams. Kevin has been associated with Commonwealth Financial Network since 2017. Previously, Kevin was associated with LPL Financial LLC from 2014 to 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/16/2017 - Present
Commonwealth Financial Network (SAN DIEGO CA)
CA
09/17/2014 - 02/23/2017
LPL FINANCIAL LLC (SAN DIEGO CA)
MA
01/01/2013 - 02/13/2014
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
IL
10/19/2001 - 01/18/2002
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NY
02/27/2001 - 10/19/2001
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BOTH
Issued 06/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/30/2015
Series 24 - General Securities Principal Examination
BC
Issued 02/26/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2019
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/27/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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