Unclaimed
Kevin Monahan is an active registered representative with Williams Trading LLC. Kevin has been in the industry since 2005 and has held licenses in a number of states. Kevin is a licensed Series 7, Series 55, Series 63 and SIE representative. Kevin is currently registered with FINRA and has also earned the Series 57TO exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
03/14/2005 - Present
Williams Trading LLC (WESTPORT CT)
BC
Issued 05/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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