Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin McCarthy is a financial professional with over 20 years of experience in the industry. Kevin currently works as a registered representative with Neuberger Berman BD LLC. Kevin holds a Series 63, Series 7, and Series 86 license. Kevin's previous work experience includes Prudential Equity Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
11/08/2004 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
07/05/2001 - 11/10/2004
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
BC
Issued 12/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Kevin McCarthy is the right advisor for you? Invested Better is here to help.
