Unclaimed
Kevin Golden is a financial professional with over 20 years of experience in the industry. Kevin is currently registered with Franklin Distributors, LLC and holds Series 7, Series 63 and Series 66 licenses. Kevin has prior experience with several other firms, including Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., Pershing LLC, OppenheimerFunds Distributor, Inc., NYLIFE Distributors Inc., Hornblower & Weeks, Inc., and Global Financial Group, Inc. Kevin is registered in the states of California, Connecticut, Florida, Massachusetts, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/07/2021 - Present
Franklin Distributors, LLC (STAMFORD CT)
CA
11/02/2020 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
09/21/2007 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
06/05/2019 - 10/13/2020
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
PA
03/23/2004 - 09/04/2007
PERSHING LLC (MALVERN PA)
NY
08/14/2000 - 03/18/2004
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NJ
10/25/1999 - 07/25/2000
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
NY
01/12/1998 - 05/07/1999
HORNBLOWER & WEEKS, INC. (NEW YORK NY)
MN
07/17/1997 - 01/06/1998
GLOBAL FINANCIAL GROUP, INC. (MINNEAPOLIS MN)
BOTH
Issued 05/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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