Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Carswell is a financial advisor who has been working in the industry since 1989. Kevin is registered with Advisor Resource Council and is currently licensed in 11 states. Kevin has a broad range of experience in the financial services industry, including experience with Citigroup Global Markets Inc, Morgan Keegan & Company, Inc, Regions Investment Company, Inc, First Commercial Investments, Inc and FISERV INVESTOR SERVICES, INC. Kevin has Series 3, Series 7, Series 24, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
12/16/2015 - Present
Advisor Resource Council (Tyler TX)
TX
08/29/2003 - 12/20/2008
CITIGROUP GLOBAL MARKETS INC. (TYLER TX)
TN
04/12/2001 - 09/03/2003
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
AL
09/22/1998 - 04/12/2001
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
AR
04/12/1993 - 10/06/1998
FIRST COMMERCIAL INVESTMENTS, INC. (LITTLE ROCK AR)
TX
05/12/1998 - 06/12/1998
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
MI
05/22/1991 - 12/31/1991
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
02/07/1989 - 03/29/1990
ROBERT THOMAS SECURITIES, INC
FL
09/30/1988 - 03/29/1990
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
01/18/1989 - 02/08/1989
ALLISON, ROSENBLUM & HANNAHS, INC.
NA
12/09/1988 - 01/25/1989
U.S. ASSOCIATES, INC.
NA
01/30/1987 - 10/04/1988
U.S. ASSOCIATES, INC.
NA
09/26/1986 - 02/09/1987
SWINK & COMPANY, INC.
IA
Issued 02/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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