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Kevin Allen Majors

Fidelity Brokerage Services LLC

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About Kevin Allen Majors

Kevin Majors is a financial advisor with Fidelity Brokerage Services LLC. Kevin has been in the financial services industry since February 15, 2011 and has held previous positions at Charles Schwab & Co., Inc. and Baraban Securities, Inc. Kevin has a Series 7, Series 9, Series 10, Series 63 and SIE licenses and is registered in Massachusetts, New Mexico, Texas and Utah.

Firm Information

Kevin Majors is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Majors’s Registration & Firm History

NM

08/19/2016 - Present

Fidelity Brokerage Services LLC (ALBUQUERQUE NM)

TX

03/30/1992 - 03/14/1997

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

CA

09/12/1991 - 12/17/1992

BARABAN SECURITIES, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 09/16/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/20/2017

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/06/2017

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/11/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Kevin Allen Majors. Review regulatory record here.
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