Unclaimed
Kevin Majors is a financial advisor with Fidelity Brokerage Services LLC. Kevin has been in the financial services industry since February 15, 2011 and has held previous positions at Charles Schwab & Co., Inc. and Baraban Securities, Inc. Kevin has a Series 7, Series 9, Series 10, Series 63 and SIE licenses and is registered in Massachusetts, New Mexico, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NM
08/19/2016 - Present
Fidelity Brokerage Services LLC (ALBUQUERQUE NM)
TX
03/30/1992 - 03/14/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
09/12/1991 - 12/17/1992
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 09/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/06/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/11/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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