Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Galloway is a financial professional with over 6 years of experience in the financial services industry. Kevin currently holds a Series 7, Series 63, Series 9 and Series 10 licenses, and is registered with Fidelity Brokerage Services LLC. Kevin is also registered with the states of Colorado, Massachusetts, Texas and Utah. Previously, Kevin was employed with USAA Financial Advisors, Inc. and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/01/2019 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
FL
06/02/2017 - 02/22/2019
USAA FINANCIAL ADVISORS, INC. (Tampa FL)
FL
09/03/2012 - 05/09/2017
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
IA
Issued 02/22/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/22/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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