Unclaimed
Kevin Allan Fisher is a financial professional with over 20 years of experience in the industry. Kevin currently works at Susquehanna Securities, LLC, a firm with a strong reputation in the financial services industry. Kevin has a broad range of experience, having held previous positions at Susquehanna Investment Group and SIG Brokerage, LP. Kevin has also demonstrated a commitment to ongoing education and professional development, having obtained the Series 7A, Series 56, SIE, and Series 57TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/16/2006 - Present
Susquehanna Securities, LLC (New York NY)
PA
05/16/2006 - 06/17/2009
SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)
NY
04/29/2004 - 05/19/2006
SIG BROKERAGE, LP (NEW YORK NY)
PA
10/07/2003 - 05/04/2004
SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2011
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 03/30/2005
Series 7A - Floor Broker Representative Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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