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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Alfred Ramos is an active financial advisor with Raymond James & Associates, Inc. Kevin has been working in the financial industry since 2002. Kevin has extensive experience in the financial services industry, having previously worked with Morgan Stanley, Spire Securities, LLC, FRS Securities, LLC, H. Beck, Inc., Morgan Stanley DW Inc., UBS PaineWebber Inc., and Linsco/Private Ledger Corp.. Kevin has a wide range of experience in the financial services industry, including experience in investment advisory services, brokerage services, and financial planning. Kevin is registered in 53 states and the District of Columbia, as well as being registered as an Investment Advisor Representative in District of Columbia and Maryland. Kevin has passed the Series 31, 52TO, 55, 63, 65, 66, 7, 9, 10, 24, 99TO, and SIE exams. Kevin offers various financial planning, portfolio management, and educational seminar services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
04/06/2022 - Present
Raymond James & Associates, Inc. (WASHINGTON DC)
MD
09/03/2014 - 03/24/2021
MORGAN STANLEY (POTOMAC MD)
VA
09/21/2012 - 05/22/2014
SPIRE SECURITIES, LLC (RESTON VA)
IL
02/09/2011 - 05/01/2012
FRS SECURITIES, LLC (CHICAGO IL)
MD
05/21/2009 - 01/19/2011
FRS SECURITIES, LLC (SILVER SPRING MD)
MD
06/15/2004 - 05/14/2009
H. BECK, INC. (ROCKVILLE MD)
NY
06/02/2003 - 05/25/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
12/19/2002 - 02/04/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
SC
10/27/2000 - 11/02/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MI
07/08/1999 - 09/26/2000
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
BOTH
Issued 04/14/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/23/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/02/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/27/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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