Unclaimed
Kevin Alexander Moutes is a registered representative with Foreside Fund Services, LLC. Kevin has over 20 years of experience in the financial services industry and is licensed to provide investment advice and securities brokerage services in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/27/2001 - Present
Foreside Fund Services, LLC (LOS ANGELES CA)
NY
03/20/1999 - 06/12/2001
FAM DISTRIBUTORS, INC. (NEW YORK NY)
MD
12/24/1997 - 02/16/1999
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
MN
07/18/1997 - 08/07/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/18/1997 - 08/07/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 06/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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