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Kevin Alexander Moutes

Foreside Fund Services, LLC

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About Kevin Alexander Moutes

Kevin Alexander Moutes is a registered representative with Foreside Fund Services, LLC. Kevin has over 20 years of experience in the financial services industry and is licensed to provide investment advice and securities brokerage services in 53 states and territories.

Firm Information

Kevin Moutes is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Moutes’s Registration & Firm History

CA

09/27/2001 - Present

Foreside Fund Services, LLC (LOS ANGELES CA)

NY

03/20/1999 - 06/12/2001

FAM DISTRIBUTORS, INC. (NEW YORK NY)

MD

12/24/1997 - 02/16/1999

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

MN

07/18/1997 - 08/07/1997

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/18/1997 - 08/07/1997

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 06/04/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/14/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Alexander Moutes.
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