Unclaimed
Kevin Alan Sparkman is a registered representative with Wilson-Davis & CO., Inc. Kevin has been active in the securities industry since March 5, 2019. Kevin has passed the Series 7TO, Series 57TO, and SIE exams. Kevin is registered with the following states: Arizona, California, Florida, Idaho, Illinois, Iowa, Maryland, Massachusetts, Nevada, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, Rhode Island, Tennessee, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
03/06/2019 - Present
Wilson-Davis & CO., Inc. (SALT LAKE CITY UT)
BC
Issued 03/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2021
Series 57TO - Securities Trader Exam
BC
Issued 03/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/08/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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