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Kevin Alan Sparkman

Wilson-Davis & CO., Inc.

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About Kevin Alan Sparkman

Kevin Alan Sparkman is a registered representative with Wilson-Davis & CO., Inc. Kevin has been active in the securities industry since March 5, 2019. Kevin has passed the Series 7TO, Series 57TO, and SIE exams. Kevin is registered with the following states: Arizona, California, Florida, Idaho, Illinois, Iowa, Maryland, Massachusetts, Nevada, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, Rhode Island, Tennessee, Texas, Utah, and Washington.

Firm Information

Kevin Sparkman is currently registered with Wilson-Davis & CO., Inc.. Wilson-Davis & CO., Inc. is a Corporation formed in 1968 and is registered in 53 states and the SEC. They have been involved in 57 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Sparkman’s Registration & Firm History

UT

03/06/2019 - Present

Wilson-Davis & CO., Inc. (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 03/22/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2021

Series 57TO - Securities Trader Exam

BC

Issued 03/06/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/08/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Alan Sparkman.
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