Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Shaw is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Avantax Investment Services, Inc. Kevin has been in the financial services industry since April 12, 2000. Kevin is registered with the state of Texas and holds the Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/12/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
10/25/2019 - 02/16/2021
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
TX
06/21/2006 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
06/03/2004 - 04/25/2006
CLARK SECURITIES, INC. (DALLAS TX)
RI
10/20/1997 - 11/05/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 11/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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