Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Baum is a financial advisor with Alps Distributors, Inc. in Walnut Creek, CA. Kevin has been in the financial industry since 1995. He has a wide range of experience with a variety of financial products and services. Kevin is dedicated to helping clients achieve their financial goals. He is registered with FINRA and holds Series 7, 3, 30, and 63 licenses. Kevin has worked with a variety of clients including individuals, families, and businesses. He has a strong understanding of the financial markets and is committed to providing clients with personalized advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/01/2019 - Present
Alps Distributors, Inc. (Walnut Creek CA)
CO
05/04/1995 - 04/02/2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 08/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2017
Series 30 - NFA Branch Manager Examination
BC
Issued 09/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/20/2015
Series 3 - National Commodity Futures Examination
BC
Issued 05/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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