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Kevin Aaron Krause

CPS Financial & Insurance Services, Inc.

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About Kevin Aaron Krause

Kevin Aaron Krause is a financial advisor at CPS Financial & Insurance Services, Inc., located in Irvine, CA. Kevin has been in the industry since 2022 and holds the Series 63, Series 7TO and SIE licenses. Kevin previously worked at Northwestern Mutual Investment Services, LLC.

Firm Information

Kevin Krause is currently registered with CPS Financial & Insurance Services, Inc.. CPS Financial & Insurance Services, Inc. is a Corporation that was formed on April 1, 1996. The firm is registered with the Securities and Exchange Commission and in 36 states.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Krause’s Registration & Firm History

CA

06/20/2024 - Present

CPS Financial & Insurance Services, Inc. (IRVINE CA)

CA

11/22/2022 - 02/01/2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 12/19/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2022

Series 7TO - General Securities Representative Examination

BC

Issued 09/06/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Kevin Aaron Krause. Review regulatory record here.
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