Unclaimed
Kevin Aaron Cohen is a securities professional with over 20 years of experience in the financial industry. Kevin is currently registered with Vntr Securities LLC and has been with the firm since January 2017. Prior to joining Vntr Securities LLC, Kevin held positions at Fusion Analytics Securities LLC and Wedbush Securities Inc.. Kevin holds a Series 7, Series 63, Series 55, and SIE license. He is registered with the state of California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Massachusetts, Michigan, New Jersey, New York, Texas, Utah and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/17/2017 - Present
Vntr Securities LLC (NEW YORK NY)
CA
01/26/2015 - 12/07/2016
FUSION ANALYTICS SECURITIES LLC (Manhattan Beach CA)
CA
04/21/1999 - 11/10/2014
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
NY
08/30/1996 - 02/26/1998
MERRILL LYNCH FUNDS DISTRIBUTOR, INC. (NEW YORK NY)
IA
Issued 10/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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