Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin A Yanza is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Kevin is licensed to provide investment advice in New York and Texas. Kevin has been in the securities industry for less than a year and has taken a variety of exams, including the Uniform Combined State Law Examination, the General Securities Representative Examination, and the Securities Industry Essentials Examination. Kevin specializes in providing investment advice to high net worth individuals, corporations or other businesses, pension and profit sharing plans, charitable organizations, insurance companies, and state or municipal government entities. Kevin can also provide a variety of advisory services, including portfolio management for businesses and individuals, selection of other advisers, educational seminars, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/23/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIVERHEAD NY)
BOTH
Issued 11/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 9/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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