Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin A. Walsh is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., registered with both FINRA and the SEC. Kevin A. Walsh has been in the industry since September 27, 1984. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Kevin A. Walsh was an advisor at WELLS FARGO ADVISORS, LLC, MCDONALD & COMPANY SECURITIES, INC., SHEARSON LEHMAN BROTHERS INC. and CORNA & CO., INC. Kevin A. Walsh offers services to individuals, corporations, investment companies, charitable organizations, pension and profit-sharing plans, state and municipal government entities, and insurance companies. Kevin A. Walsh has a Series 7, Series 63, and SIE license and holds active registrations in 53 states and 2 jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
06/12/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (COLUMBUS OH)
OH
09/24/1996 - 09/15/2010
WELLS FARGO ADVISORS, LLC (COLUMBUS OH)
OH
09/28/1987 - 10/02/1996
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
NA
03/12/1985 - 10/27/1987
SHEARSON LEHMAN BROTHERS INC.
NA
09/25/1984 - 03/08/1985
CORNA & CO., INC.
BC
Issued 04/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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