Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Thompson is a financial professional with over a decade of experience in the industry. Kevin is currently registered with Empower Financial Services, Inc. and is a Series 6, 63 and SIE licensed professional. In addition to his Series 6 and 63 licenses, Kevin holds the Series 6TO license. Kevin's previous experience includes roles with Prudential Investment Management Services LLC, ADP Broker-Dealer, Inc., and Signator Investors, Inc. Kevin resides in Greenwood Village, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/04/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
PA
11/18/2019 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)
NJ
05/12/2010 - 07/09/2012
ADP BROKER-DEALER, INC. (ROSELAND NJ)
PA
04/27/2010 - 05/07/2010
SIGNATOR INVESTORS, INC. (ALLENTOWN PA)
BC
Issued 06/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/27/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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