Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin McCoy is a financial advisor who has been in the industry since 1992. Kevin is currently registered with UBS Financial Services Inc. and has been with the firm since 2022. Prior to that, Kevin worked at Morgan Stanley, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, American Express Financial Advisors Inc., and IDS Life Insurance Company. Kevin holds licenses for both securities and investment advisory services. Kevin is registered to provide investment advice in 32 states, including Pennsylvania, Texas, and California. Kevin is also registered with FINRA. Kevin specializes in working with individuals, high-net-worth individuals, corporations, insurance companies, and charitable organizations. Kevin's experience and expertise in the financial services industry makes him well-suited to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
09/23/2022 - Present
UBS Financial Services Inc. (CONSHOHOCKEN PA)
PA
06/01/2009 - 10/19/2022
MORGAN STANLEY (Berwyn PA)
PA
03/20/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BERWYN PA)
PA
03/03/1993 - 03/23/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MEDIA PA)
MN
10/09/1992 - 01/04/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/09/1992 - 01/04/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
06/01/1992 - 08/18/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 10/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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