Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Harper is an active registered investment advisor with First Citizens Investor Services, Inc. Kevin has been in the industry since April 2007 and has experience with several firms including Principal Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and NYLIFE Securities LLC. Kevin offers various investment advisory services including financial planning, portfolio management, and selection of other advisors. Kevin is registered with the Securities and Exchange Commission (SEC) and several states including California, Connecticut, Florida, Georgia, Illinois, Maryland, Missouri, New York, North Carolina, South Carolina, Texas, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
10/07/2021 - Present
First Citizens Investor Services, Inc. (Rock Hill SC)
NC
08/04/2014 - 02/27/2017
PRINCIPAL SECURITIES, INC. (Charlotte NC)
NC
04/10/2013 - 07/08/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
08/02/2012 - 01/11/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
07/11/2008 - 08/01/2012
NYLIFE SECURITIES LLC (CHARLOTTE NC)
NA
09/08/1992 - 04/08/1994
EQUICO SECURITIES, INC.
NA
09/08/1992 - 04/08/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BOTH
Issued 02/01/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/10/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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