Unclaimed
Keven Johnson is a financial advisor currently registered with Empower Advisory Group, LLC. Keven has been in the financial services industry since 1998 and holds a variety of licenses and registrations including Series 3, 4, 7, 63, 66, and SIE. Before joining Empower, Keven worked with firms such as Robinhood Financial, LLC, USAA Investment Services Company, Vanguard Marketing Corporation and Jefferies LLC. Keven specializes in providing financial planning services and portfolio management for individuals and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
11/08/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
AZ
06/09/2021 - 08/08/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
AZ
06/08/2020 - 06/16/2021
USAA INVESTMENT SERVICES COMPANY (Phoenix AZ)
AZ
03/26/2020 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
08/03/2017 - 02/24/2020
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
IL
06/28/2016 - 02/20/2017
ADVANTAGE SECURITIES LLC (CHICAGO IL)
IL
11/23/2011 - 07/10/2014
JEFFERIES LLC (CHICAGO IL)
IL
11/08/2011 - 11/23/2011
JEFFERIES BACHE SECURITIES, LLC (CHICAGO IL)
IL
01/24/2011 - 05/24/2011
X-CHANGE FINANCIAL ACCESS, LLC (CHICAGO IL)
IL
02/19/2009 - 08/20/2010
CANTOR FITZGERALD & CO. (CHICAGO IL)
NY
06/19/2006 - 02/10/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/18/2003 - 12/12/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
04/03/2002 - 06/06/2003
MAN SECURITIES INC (NEW YORK NY)
NY
02/04/1999 - 04/05/2002
AUBREY G. LANSTON & CO., INC. (NEW YORK NY)
NY
10/22/1993 - 03/25/1994
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NA
04/08/1987 - 01/23/1992
DISCOUNT CORPORATION OF NEW YORK FUTURES
BOTH
Issued 04/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2022
Series 4 - Registered Options Principal Examination
BC
Issued 07/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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