Unclaimed
Keval Shah is a financial professional with experience in the investment banking industry. Keval has passed the Series 79TO and SIE exams. Keval is currently registered with TD Securities (usa) LLC and previously worked for Cowen and Company. Keval is based in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/07/2024 - Present
TD Securities (usa) LLC (SAN FRANCISCO CA)
CA
07/22/2023 - 04/11/2024
COWEN AND COMPANY (San Francisco CA)
BC
Issued 07/22/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/01/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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