Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keturah? Claim Your ProfileKeturah Mccloud Cummings has been in the securities industry since 2002. Currently, Keturah Mccloud Cummings is registered with Fidelity Brokerage Services LLC. Keturah Mccloud Cummings has previously worked for GWFS Equities, Inc., J.P. Morgan Institutional Investments Inc., Diversified Investors Securities Corp., Fidelity Investments Institutional Services Company, Inc., One Securities Corporation, Amvescap Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Keturah Mccloud Cummings holds the Series 63, Series 9, Series 10, Series 24, SIE, and Series 7 licenses. Keturah Mccloud Cummings is currently registered with the states of Georgia, Massachusetts, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/19/2015 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
CO
09/02/2014 - 06/25/2015
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
FL
09/13/2010 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (JACKSONVILLE FL)
GA
07/03/2008 - 08/11/2010
DIVERSIFIED INVESTORS SECURITIES CORP. (ATLANTA GA)
KY
03/01/2005 - 07/20/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
GA
04/21/2004 - 12/06/2004
ONE SECURITIES CORPORATION (ATLANTA GA)
GA
07/27/2000 - 02/02/2004
AMVESCAP SERVICES, INC. (ATLANTA GA)
NY
01/21/1999 - 11/30/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/19/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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