Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ketul? Claim Your ProfileKetul Thaker is a financial advisor in DES MOINES, IA, and has been in the industry since 2008. Ketul is currently registered with Principal Securities, Inc., and has held previous registrations with MML Distributors, LLC and VOYA FINANCIAL PARTNERS, LLC. Ketul is licensed to provide financial advice and investment management services. Ketul is able to provide services to individuals, high net worth individuals, corporations, charitable organizations, pension and profit sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
02/13/2024 - Present
Principal Securities, Inc. (DES MOINES IA)
MA
05/27/2016 - 06/14/2019
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CT
11/20/2007 - 04/18/2016
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
CT
01/15/1998 - 03/27/2002
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
BC
Issued 03/15/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/12/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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