Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ketul? Claim Your ProfileKetul Mody is an investment advisor representative with Cetera Investment Advisers LLC, located in Newark, DE. Ketul has been in the industry since February 1, 2008, and holds a Series 6, Series 7, and Series 63 license. Ketul has also passed the SIE and Series 65 exams. Ketul provides a range of services, including financial planning, portfolio management, and pension consulting. Ketul Mody was previously registered with Securian Financial Services, Inc., located in Newark, DE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DE
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWARK DE)
DE
02/01/2008 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWARK DE)
IA
Issued 11/20/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/1/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2009
Series 7 - General Securities Representative Examination
BC
Issued 1/31/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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