Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ketan? Claim Your ProfileKetan Purohit is a financial advisor at Charles Schwab & CO., Inc. with over 19 years of experience in the financial industry. Ketan has worked with various financial institutions in the past, including UBS Financial Services Inc., Morgan Stanley, and Citigroup Global Markets Inc., providing individuals and families with investment advice. Ketan is registered with FINRA, and holds licenses and certifications in securities and investment advising. Ketan's areas of expertise include financial planning and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
02/29/2024 - Present
Charles Schwab & CO., Inc. (Tampa FL)
NY
12/12/2014 - 10/12/2021
UBS FINANCIAL SERVICES INC. (New York NY)
NY
10/10/2012 - 12/17/2014
MORGAN STANLEY (NEW YORK NY)
NY
05/29/2007 - 08/18/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/15/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
IL
10/01/2003 - 01/05/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NJ
12/03/2002 - 10/02/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
04/16/2002 - 11/12/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
07/19/2001 - 04/16/2002
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
IA
Issued 11/10/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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