Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ketan? Claim Your ProfileKetan Mamtora is a registered representative of BMO Capital Markets Corp., with over 11 years of experience in the financial industry. Ketan's registration began on April 17, 2014, and includes a Series 7, Series 86, Series 87, and SIE license. Ketan holds a Series 63 license and has passed the Uniform Securities Agent State Law Examination. Before joining BMO Capital Markets Corp., Ketan was employed by DEUTSCHE BANK SECURITIES INC. Ketan is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
04/17/2014 - Present
BMO Capital Markets Corp. (New York NY)
NY
03/06/2012 - 04/02/2014
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 04/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/07/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/05/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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