Unclaimed
Ketan Jyotindra Mehta is a registered representative with Allen & Co. LLC. Ketan Mehta has been in the securities industry since September 13, 1996. Ketan Mehta is licensed to sell securities in the following states: Ketan Mehta has passed the following exams: Series 63, Series 24, SIE, and Series 7. Previous employers include CITIGROUP GLOBAL MARKETS INC. and CREDIT SUISSE FIRST BOSTON LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/20/2015 - Present
Allen & Co. LLC (NEW YORK NY)
NY
05/13/2005 - 05/15/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/28/1996 - 04/29/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
BC
Issued 06/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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