Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ketan? Claim Your ProfileKetan Desai is a financial advisor registered with J.P. Morgan Securities LLC and J.P. Morgan Private Wealth Advisors LLC. Ketan has been in the industry since 2003 and holds the Series 63, 65, 66, 7 and SIE licenses. Ketan has extensive experience in providing financial planning and investment advice to a variety of clients, including high-net-worth individuals, corporations, and pension plans. Ketan's previous roles include positions with Steward Partners Investment Solutions, LLC, Comerica Securities, City National Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
05/03/2024 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
12/21/2021 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (San Francisco CA)
CA
12/19/2018 - 12/17/2021
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (SAN FRANCISCO CA)
CA
11/09/2009 - 07/03/2012
COMERICA SECURITIES (SAN FRANCISCO CA)
CA
05/11/2006 - 08/17/2009
CITY NATIONAL SECURITIES, INC. (SAN FRANCISCO CA)
CA
11/27/2002 - 04/06/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
NY
12/15/1995 - 10/23/1997
MERCER ALLIED COMPANY, L.P. (COHOES NY)
BC
Issued 04/04/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/06/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/31/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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