Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ketan? Claim Your ProfileKetan B Shah is a financial advisor with Raymond James Financial Services Advisors, Inc. Ketan has been in the industry since 2003. Ketan is registered with the state of Connecticut, and has a Series 7, Series 66 and a Series 24 license. Ketan is also a Certified Financial Planner. Ketan's prior experience includes working with Citizens Securities, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, American Express Financial Advisors Inc., and IDS Life Insurance Company. Ketan has a history of working with high-net-worth individuals, corporations and other businesses, individuals other than high-net-worth, pension and profit-sharing plans, banking or thrift institutions, insurance companies, and charitable organizations. Ketan offers a wide range of financial services including financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisers. Ketan is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
02/08/2017 - Present
Raymond James Financial Services Advisors, Inc. (Seymour CT)
CT
07/17/2013 - 01/31/2017
CITIZENS SECURITIES, INC. (NEW HAVEN CT)
CT
07/10/2003 - 03/18/2013
METLIFE SECURITIES INC. (SHELTON CT)
CT
07/10/2003 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SHELTON CT)
MN
09/24/2002 - 07/29/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/24/2002 - 07/29/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/03/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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