Unclaimed
Kerwin Thomas Walters is a financial advisor based in Newport Beach, CA. He is registered with the state of California and holds Series 6, Series 63, and SIE licenses. Kerwin has been in the financial industry since April 19, 2016, and is currently associated with Farmers Financial Solutions, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/19/2016 - Present
Farmers Financial Solutions, LLC (NEWPORT BEACH CA)
BC
Issued 05/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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