Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerstin? Claim Your ProfileKerstin Marie Brown is a financial advisor at Stifel, Nicolaus & Company, Inc. with over 20 years of experience in the financial services industry. Kerstin has a broad range of experience and holds the Series 63, Series 7 and SIE licenses. Kerstin is registered to provide investment advice in Arizona, California, Colorado, Georgia, Idaho, Kansas, Michigan, New York, Oregon, South Dakota, Texas, and Washington. Prior to joining Stifel, Nicolaus & Company, Inc., Kerstin was an advisor at UBS Financial Services Inc. and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/16/2021 - Present
Stifel, Nicolaus & Company, Inc. (PHOENIX AZ)
AZ
11/11/2004 - 04/27/2021
UBS FINANCIAL SERVICES INC. (PHOENIX AZ)
MO
07/01/2003 - 11/12/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/27/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 10/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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