Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerry? Claim Your ProfileKerry Thomas Cassell is a financial professional with over 30 years of experience in the industry. Kerry is currently registered with LPL Enterprise, LLC, and is located in Charlotte, North Carolina. Kerry has a diverse background and has worked for a number of reputable firms including Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and BB&T Investment Services, Inc. Kerry specializes in providing financial planning, portfolio management for businesses and individuals, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
02/11/2025 - Present
LPL Enterprise, LLC (CHARLOTTE NC)
NC
06/16/2017 - 09/18/2019
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
10/23/2009 - 06/21/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
08/08/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
06/29/2001 - 08/11/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NJ
08/14/2000 - 07/11/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
01/09/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NC
11/05/1993 - 01/23/1998
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
08/10/1990 - 08/20/1993
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 10/09/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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