Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerry? Claim Your ProfileKerry Rose Witterschein is an investment advisor representative with UBS Financial Services Inc., registered with FINRA and the Securities & Exchange Commission. Kerry has been in the financial services industry since April 18, 2016. Kerry is registered to provide investment advice in Alaska, Montana, Oregon, Texas, Washington, and Wisconsin. Kerry is also registered with FINRA as a registered representative. Kerry has been with UBS Financial Services Inc. since February 2015. Prior to that, Kerry worked at Raymond James Financial Services, Inc. and Outside In. Kerry holds the Series 65, 66, 7, 9, 10, and SIE licenses. Kerry's current office is located in Bend, Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OR
05/08/2024 - Present
UBS Financial Services Inc. (Bend OR)
OR
01/18/2019 - 07/28/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (BEND OR)
OR
09/26/2015 - 06/25/2018
UBS FINANCIAL SERVICES INC. (BEND OR)
IA
Issued 03/25/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/03/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/29/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kerry Witterschein is the right advisor for you? Invested Better is here to help.
