Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerry? Claim Your ProfileKerry Witterschein is a financial advisor with UBS Financial Services Inc., an investment firm with a history of more than 100 years. Kerry's experience with the financial services industry spans several years and includes previous work with Raymond James Financial Services, Inc. and TDS, Inc. Kerry specializes in providing advice to individuals and businesses, and their areas of expertise include financial planning, pension consulting, and publication of periodicals. Kerry has a diverse client base with a strong focus on high-net-worth individuals. Kerry holds licenses in multiple states and is a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OR
05/08/2024 - Present
UBS Financial Services Inc. (BEND OR)
OR
01/18/2019 - 07/28/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (BEND OR)
OR
09/26/2015 - 06/25/2018
UBS FINANCIAL SERVICES INC. (BEND OR)
IA
Issued 3/25/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/3/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/26/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/29/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 6/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/25/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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