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Kerry Rawlerson

Fidelity Brokerage Services LLC

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About Kerry Rawlerson

Kerry Rawlerson is a financial professional with over 20 years of experience in the industry. Kerry is currently registered with Fidelity Brokerage Services LLC and is licensed to offer securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Kerry has held previous positions with CEROS FINANCIAL SERVICES, INC. and RYDEX DISTRIBUTORS, INC. Kerry holds a variety of licenses and certifications including Series 6, 7, 63, and 99TO, along with the SIE exam.

Firm Information

Kerry Rawlerson is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kerry Rawlerson’s Registration & Firm History

RI

05/26/2022 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

MD

08/28/2009 - 06/01/2022

CEROS FINANCIAL SERVICES, INC. (ROCKVILLE MD)

MD

08/07/2001 - 08/31/2009

RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)

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Licenses & Designations

BC

Issued 06/01/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2011

Series 7 - General Securities Representative Examination

BC

Issued 08/03/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kerry Rawlerson.
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