Unclaimed
Kerry Rawlerson is a financial professional with over 20 years of experience in the industry. Kerry is currently registered with Fidelity Brokerage Services LLC and is licensed to offer securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Kerry has held previous positions with CEROS FINANCIAL SERVICES, INC. and RYDEX DISTRIBUTORS, INC. Kerry holds a variety of licenses and certifications including Series 6, 7, 63, and 99TO, along with the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
05/26/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MD
08/28/2009 - 06/01/2022
CEROS FINANCIAL SERVICES, INC. (ROCKVILLE MD)
MD
08/07/2001 - 08/31/2009
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
BC
Issued 06/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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