Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerry? Claim Your ProfileKerry P. Cochran is a financial advisor currently registered with Citigroup Global Markets Inc. Kerry has been in the financial services industry since February 1994. Kerry's career spans several firms including Citigroup Global Markets Inc., CITICORP INVESTMENT SERVICES, BNY INVESTMENT CENTER INC., CHASE INVESTMENT SERVICES CORP., INVEST FINANCIAL CORPORATION, DEAN WITTER REYNOLDS INC., and LEHMAN BROTHERS INC. Kerry has passed the Series 63, Series 66, Series 7, Series 10, Series 24, Series 31 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
08/08/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
02/27/2006 - 08/09/2006
BNY INVESTMENT CENTER INC. (NEW YORK NY)
IL
09/28/1998 - 10/13/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
WI
05/03/1995 - 03/18/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
04/30/1993 - 04/10/1995
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
11/11/1991 - 04/21/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/30/1991 - 11/22/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
06/28/1991 - 08/07/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/30/1991 - 06/03/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 11/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 01/29/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kerry Cochran is the right advisor for you? Invested Better is here to help.
