Unclaimed
Kerry Mueller is a registered representative with Vanguard Marketing Corp. in Scottsdale, Arizona. Kerry has been in the financial services industry since October 26, 2007. Kerry is licensed in the state of Arizona and holds the following securities licenses: Series 6, 7, 24, and 63. Kerry also holds the SIE Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
10/26/2007 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 11/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/25/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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