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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerry? Claim Your ProfileKerry Clapper is a registered representative and investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., where has been employed since August of 2000. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. Clapper was employed by NYLIFE DISTRIBUTORS INC. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Clapper holds a number of professional designations, including Series 7, Series 10, Series 31, Series 63, and Series 65. Clapper is registered to provide investment advisory services in Florida, Texas, and a number of other states. Clapper specializes in portfolio management for individuals and businesses, and offers a variety of other advisory services including performance measurement reports, allocation modeling, IPS, research reports and services, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/02/2001 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLEARWATER FL)
NJ
12/04/1999 - 09/06/2000
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
NY
05/23/1989 - 06/21/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 4/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/2/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/3/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/14/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 5/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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